Cooke B. Christopher
Professional summary
Cooke Baille Christopher was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cooke is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Cooke had worked at 2 firms, which includes SAN CLEMENTE SECURITIES INC., THE TRADING DESK INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1994 - August 9, 2000
SAN CLEMENTE SECURITIES, INC.
April 21, 1994 - November 9, 1994
SAN CLEMENTE SECURITIES, INC.
February 5, 1991 - October 30, 1992
THE TRADING DESK, INC.
January 23, 1989 - October 30, 1992
THE TRADING DESK, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SAN CLEMENTE SECURITIES, INC.
CRD#: 21895 / SEC#: , 8-39369
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
| Arbitration | 4 |
Red Flags
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