Mark A. Hutter
Professional summary
Mark A Hutter, who also goes by Mark Alexander Hutter, Mark Hutter, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Warrendale, Pennsylvania.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark A Hutter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 2000 Ericsson Drive Suite 100, Warrendale, PA 15086July 19, 2010 - April 16, 2020
FIDUCIA GROUP, LLC
January 18, 2007 - June 4, 2010
STANCORP EQUITIES, INC.
January 1, 2007 - June 4, 2010
STANCORP INVESTMENT ADVISERS, INC.
July 2, 2002 - January 1, 2007
INVESMART ADVISORS INC
April 22, 2002 - January 18, 2007
INVESMART SECURITIES, LLC
December 3, 1997 - October 27, 2000
MERCER ALLIED COMPANY, L.P.
July 24, 1995 - September 19, 1997
PNC BROKERAGE CORP
December 8, 1992 - April 14, 1994
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(2/18/2022)
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Exams
Series 7TO
Date: 9/30/2021
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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