Paul A. Favata
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Favata, who also goes by Paul Favata, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 14 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2011 - June 29, 2012
GP NURMENKARI INC.
March 28, 2011 - July 7, 2011
WESTOR CAPITAL GROUP, INC.
January 27, 2010 - December 31, 2010
NWT FINANCIAL GROUP, LLC
September 20, 2007 - May 13, 2008
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
January 4, 2007 - June 28, 2007
WESTOR CAPITAL GROUP, INC.
March 7, 2006 - December 15, 2006
MERCER CAPITAL LTD.
April 27, 2005 - October 28, 2005
BEECH HILL SECURITIES, INC.
January 7, 2002 - April 30, 2003
SANCTUARY SECURITIES, INC.
June 19, 2001 - October 23, 2001
CLARK STREET CAPITAL, INC.
February 18, 2000 - December 19, 2000
WINDSOR STREET CAPITAL, LP
October 20, 1999 - February 16, 2000
NEW TIMES SECURITIES SERVICES, INC.
September 9, 1992 - November 9, 1999
DONALD & CO. SECURITIES INC.
October 2, 1991 - September 11, 1992
A.S. GOLDMEN & CO., INC.
July 30, 1991 - October 24, 1991
LEHMAN BROTHERS INC.
April 19, 1991 - July 25, 1991
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/4/2006
Limited Representative-Equity Trader ExamCurrent Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
