Russell W. Millard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Wayne Millard was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1987. Russell had worked at 4 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 1995 - July 16, 1996
EQUITY PROGRAMS CORPORATION
November 14, 1994 - January 31, 1995
J. A. OVERTON & CO., INC.
June 27, 1994 - August 3, 1994
LOCUST STREET SECURITIES, INC.
March 5, 1987 - February 8, 1994
FORESTERS EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY PROGRAMS CORPORATION
CRD#: 6100 / SEC#: , 8-16771
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
