Michael P. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Hines, who also goes by Michael Hines, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2011 - December 31, 2018
MUTUAL SECURITIES, INC.
December 5, 2011 - December 14, 2011
LIBERTY GROUP, LLC
March 20, 1997 - December 2, 2011
MUTUAL SECURITIES, INC.
November 5, 1990 - May 13, 1991
LIBERTY CAPITAL MARKETS, INC.
January 19, 1990 - October 11, 1990
GLOBALVEST SECURITIES, (USA), INC
November 13, 1989 - January 10, 1990
RESOURCE MANAGEMENT ASSOCIATES, GSI
January 23, 1989 - November 7, 1989
GLOBALVEST SECURITIES, (USA), INC
January 23, 1989 - August 3, 1999
GLOBALVEST SECURITIES, (USA), INC
August 24, 1987 - January 10, 1989
MCG PORTFOLIO MANAGEMENT CORP.
January 5, 1987 - August 19, 1987
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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