Daniel A. Breen Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Anthony Breen Iii III, who also goes by Dan Breen, Daniel A Breen, Daniel Anthony Breen III, Danny Breen, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2010. Daniel had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2020 - December 31, 2025
BREEN INVESTORS LP
January 11, 2019 - December 31, 2019
BREEN INVESTORS LP
January 7, 2010 - December 31, 2018
BREEN INVESTORS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BREEN INVESTORS LP
CRD#: 124822 / SEC#: 801-62442
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 56,426,394 |
Red Flags
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