TD
Travis N. Duren
CRESCENT ADVISOR GROUP
DALLAS, TX 75231
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CRD#: 1589445
TD
Professional summary
Travis Nick Duren, who also goes by Nick Duren, is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Dallas, Texas and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Travis has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Duren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOVEREIGN EQUITY INSURANCE AGENCY. NOT INVESTMENT RELATED. 4975 Preston Park Blvd #820., Plano, TX 75093. INSURANCE SALES. PRESIDENT. 2003. 4 HOURS/MONTH, ALL DURING TRADING HOURS. OVERSEE INSURANCE AGENCY. CRESCENT Securities GROUP, INC. INVESTMENT RELATED. 4975 Preston Park Blvd. #820, Plano, TX 75093. Broker/Dealer. PRESIDENT. Also a registered representative. 04/2002. 200 HOURS/MONTH, 150 DURING TRADING HOURS. OVERSEE AND MANAGE B/D. SOVEREIGN EQUITY MANAGEMENT, INC. INVESTMENT RELATED. 4975 Preston Park Blvd. #820, Plano, TX 75093. PRESIDENT. GENERAL PARTNER OF LIMITED PARTNERSHIP. 2002. 15 HOURS/MONTH, 8 DURING TRADING HOURS. MANAGE PARTNERSHIP INVESTMENTS. D2 Equity HOLDINGS, INC. NOT INVESTMENT RELATED. 4975 Preston Park Blvd. #820, Plano, TX 75093. HOLDING COMPANY FOR FINANCIAL SERVICES COMPANIES. PRESIDENT. 2001. 12 HOURS/MONTH, 8 DURING TRADING HOURS. MANAGE BUSINESSES. Crescent Advisor Group, Inc. Investment related. 4975 Preston Park Blvd. #820, Plano, TX 75093. RIA. President. 12/2001. 200 Hours/Month, 150 during trading hours. Crescent Consulting Services, LLC. Indirectly investment related. 4975 Preston Park Blvd. #820, Plano, TX 75093. Consulting regarding capital raising for other companies. Managing Member. 09/2024. 20 hours/month, 10 during trading hours. Oversee a team of professionals that advise companies in preparing to seek outside capital for their business.
CRS (Client Relationship Summary) - RIA
Click below to view Travis Nick Duren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2003 - Present
CRESCENT ADVISOR GROUP, INC.
Office #1: 8750 N Central Expy Suite 750, Dallas, TX 75231Office #2: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093RIA
CRD#: 115974
DALLAS, TX
Current
December 14, 2001 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093Office #2: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093BD
CRD#: 114993
Plano, TX
Past
August 18, 2003 - December 7, 2009
SOVEREIGN EQUITY MANAGEMENT, INC.
RIA
CRD#: 115938
DALLAS, TX
Past
October 14, 1993 - January 3, 2002
FLEXVEST SECURITIES GROUP, INC.
BD
CRD#: 20728
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/15/2004)
RR
Arkansas(8/15/2016)
RR
California(2/11/2002)
RR
District of Columbia(1/28/2008)
RR
Indiana(11/19/2008)
RR
Kansas(3/23/2004)
RR
Massachusetts(11/10/2003)
RR
Minnesota(11/26/2003)
RR
Nebraska(11/2/2020)
RR
New Hampshire(9/11/2018)
RR
New Mexico(8/16/2004)
RR
North Carolina(1/10/2017)
RR
Ohio(9/2/2010)
RR
Puerto Rico(10/7/2019)
RR
South Dakota(6/12/2018)
RR
Tennessee(7/19/2017)
RR
Texas(11/30/2001)
IAR
Texas(11/5/2003)
RR
Utah(4/20/2018)
RR
Vermont(7/24/2018)
RR
Virginia(2/26/2002)
RR
West Virginia(3/31/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRESCENT ADVISOR GROUP, INC.
CRD#: 115974Dallas, TX 75231TRUST BUT VERIFY
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