AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JO

James S. Orr

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 1589436
JO

Professional summary

James Steven Orr, who also goes by James Orr, Steve Orr, is a registered financial advisor currently at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS located in Dallas, Texas and KINGSWOOD CAPITAL PARTNERS, LLC located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. James has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Orr | Steve Orr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Texas Capital Bank Private Wealth Advisors; 8/15/2013; Chief Investment Officer; Dallas, Texas; Yes, investment related; 180 hours per month; during all trading hours. Job description: Manage client assets, set strategy; write commentary; lead Investment Committee. 2) Parkland Hospital Pension Inv Comm. Start Date: 03/2015. Location: Dallas, Texas. Job title: Committee Member. Yes, investment-related. Number of hours per month devoted to other business: 3. Number of hours per month during trading hours: 0. Job description: Serve on Investment Committee. 3) Dallas Jewish Community Foundation. Start date: 07/2016. Job title: Investment Committee Member. Yes, investment-related. Number of hours per month devoted to other business: 2. Number of hours per month during trading hours: 0. Job description: Serve on investment committee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Steven Orr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2019 - Present

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

Office #1: 2000 Mckinney Avenue Suite 1800, Dallas, TX 75201
RIA
CRD#: 298422
Dallas, TX
Current

January 2, 2019 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 2000 Mckinney Ave Suite 1800, Dallas, TX 75201
BD
CRD#: 288898
Dallas, TX
Past

June 1, 2015 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
DALLAS, TX
Past

May 1, 2015 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Dallas, TX
Past

October 21, 2004 - February 24, 2006

LPL FINANCIAL LLC

RIA
CRD#: 6413
TERRELL, TX
Past

October 4, 2004 - February 24, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

March 27, 2003 - July 28, 2003

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
AUSTIN, TX
Past

June 22, 1999 - March 30, 2001

AFC SECURITIES INC.

BD
CRD#: 14325
IRVING, TX
Past

May 9, 1994 - November 17, 1997

CATERPILLAR SECURITIES INC.

BD
CRD#: 25593
PEORIA, IL
Past

December 5, 1988 - July 14, 1989

APS FINANCIAL CORPORATION

BD
CRD#: 10033
Past

October 8, 1987 - November 26, 1988

L&N INVESTMENT COMPANY, L.P.

BD
CRD#: 17786

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.

CRD#: 298422 / SEC#: 801-114364

RIA
Registered Investment Advisory firm - (11/29/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Mexico
(1/2/2019)
RR
Texas
(1/2/2019)
IAR
Texas
(1/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/31/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/1/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 10/31/1986
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/19/2018
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.

CRD#: 298422 / SEC#: 801-114364

RIA
Registered Investment Advisory firm - (11/29/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2000 Mckinney Avenue Suite 1800, Dallas, TX 75201
Mailing Address
Phone number
(214) 210-3092
Established
Firm type
Fiscal year end
# of Employees
101

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/17/2025)
TEXAS CAPITAL PRIVATE WEALTH ADVISORS WRAP BROCHURE (5/26/2025)

Regulatory assets under management

Total Number of Accounts1,982
AUM (Assets Under Management)$ 3,471,701,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

CRD#: 298422Dallas, TX 75201

TRUST BUT VERIFY

Monitor James Orr

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
Garland, TX
AG
Adam GelmonAdvisorCheck Check Mark
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.