Victor T. Luu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Tien Luu, who also goes by VI T Luu, Vi Tien Luu, Victor T Luu, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1987. Victor had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2014 - October 9, 2014
KYSON & CO
March 30, 2011 - February 15, 2012
KYSON & CO
October 6, 2009 - October 28, 2010
SH INVESTMENT & SECURITIES
March 20, 2007 - November 21, 2007
MOMENTUM INDEPENDENT NETWORK INC.
October 24, 2005 - February 14, 2007
WHITE PACIFIC SECURITIES, INC.
December 20, 2001 - June 30, 2005
NOVUS SECURITIES CORP.
April 15, 1987 - December 24, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KYSON & CO
CRD#: 37273 / SEC#: , 8-47683
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHEN, WILLIAM XIONG | CHAIRMAN | |
| SU, CHUENJEN | GENERAL PRINCIPAL, OPTION PRINCIPAL, CCO | 2803125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
