Stephen D. Tichacek

THE YANKER GROUP

Manchester, MO 63021

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CRD#: 1589253

Professional summary

Stephen Daniel Tichacek, who also goes by Stephen D Tichacek, Steve Daniel Tichacek, is a registered financial advisor currently at THE YANKER GROUP located in Manchester, Missouri and LPL FINANCIAL LLC located in Manchester, Missouri.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Stephen has worked at 12 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 3, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen D Tichacek | Steve Daniel Tichacek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 07/18/2023 - The Yanker Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 11/24/2023 - The Yanker Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 8/1/2023 - 160 Hours Per Month/ 6.5 Hours During Trading - I provide investment advisory services through The Yanker Group, an independent investment advisor firm. I started this business activity in 08/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Daniel Tichacek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2024 - Present

THE YANKER GROUP

Office #1: 13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021

RIA

CRD#: 281364

Manchester, MO

Current

August 17, 2023 - Present

LPL FINANCIAL LLC

Office #1: 13611 Barrett Office Dr #100, Manchester, MO 63021

RIA

CRD#: 6413

Manchester, MO

Past

August 1, 2018 - May 19, 2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

September 16, 2016 - May 19, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

September 16, 2016 - May 19, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 1, 2016 - September 1, 2016

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

April 7, 2015 - September 1, 2016

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Past

January 25, 2013 - September 3, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ST. LOUIS, MO

Past

January 25, 2013 - September 3, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

July 14, 2010 - September 3, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

July 14, 2010 - September 3, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 28, 2005 - July 13, 2009

LPL FINANCIAL LLC

CRD#: 6413

ST. LOUIS, MO

Past

March 24, 2003 - August 22, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 24, 2003 - August 22, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 18, 1991 - November 5, 1991

MOSES.COM SECURITIES, INC.

CRD#: 21442

Past

April 3, 1989 - May 18, 1989

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Past

July 7, 1988 - November 17, 1988

ROWLAND, SIMON & CO.

CRD#: 21666

Past

November 21, 1986 - June 8, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE YANKER GROUP

THE YANKER GROUP | THE YANKER GROUP, INC.

CRD#: 281364 / SEC#: 801-118402

RIA

Registered Investment Advisory firm - (4/9/2020 Approved)

Illinois

Registered Investment Advisory firm - (4/9/2020 Terminated)

Missouri

Registered Investment Advisory firm - (9/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(8/17/2023)

IAR

Missouri
(2/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/11/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/31/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2003

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 7/29/1987

National Commodity Futures Examination

Principal/Supervisory Exam

Series 10

Date: 8/25/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/18/2018

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

THE YANKER GROUP

THE YANKER GROUP | THE YANKER GROUP, INC.

CRD#: 281364 / SEC#: 801-118402

RIA

Registered Investment Advisory firm - (4/9/2020 Approved)

Illinois

Registered Investment Advisory firm - (4/9/2020 Terminated)

Missouri

Registered Investment Advisory firm - (9/13/2021 Terminated)

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Contact information

Main Address

13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021

Mailing Address

Phone number

(314) 962-5600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM DISCLOSURE BROCHURE - ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	852
AUM (Assets Under Management)	$ 265,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Tichacek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Daniel Tichacek's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MOSES.COM SECURITIES, INC.

MARK TWAIN BROKERAGE SERVICES, INC.

ROWLAND, SIMON & CO.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

THE YANKER GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2011

Series 66

Date: 3/31/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2003

Series 3

Date: 7/29/1987

Series 10

Date: 8/25/2018

Series 9

Date: 7/18/2018

FINRA

Current Firm

THE YANKER GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE YANKER GROUP

TRUST BUT VERIFY

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