James A. Teeter

ADAPT WEALTH ADVISORS

West Columbia, SC 29169

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CRD#: 1589128

Professional summary

James Arthur Teeter III, who also goes by James Arthur Teeter, Jim Teeter, is a registered financial advisor currently at ADAPT WEALTH ADVISORS, LLC located in West Columbia, South Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Arthur Teeter | Jim Teeter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JJ&M LLC - PROPERTY MANAGEMENT - OWNER. BEGAN 10/1984, 100 MERRY DR, LEXINGTON, SC 29169, 1 TO 2 HOURS PER MONTH OUTSIDE OF MARKET HOURS, MANAGING PERSONAL INVESTMENT PROPERTY. NOT INVESTMENT RELATED. 2) JAMES A TEETER, III INSURANCE SALES AND REVIEW- OWNER, 100 MERRY DR, LEXINGTON, SC 29072 1 HOUR PER MONTH DURING MARKET HOURS. THIS IS INVESTMENT RELATED.JIM TEETER RENTALS/JJ&M LLC, 100 Merry Dr, Lexington SC 29072, United States, 8/1985, REAL ESTATE, NIR, 1-2HR/MO-1/TRADING. 3) PREMARITAL PLANNER, 100 Merry Dr, Lexington SC 29072, United States, 09/01/11, Founder, Author/Educator/Podcast/Speaker, NIR, 1HR/MO-1/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Arthur Teeter III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

ADAPT WEALTH ADVISORS, LLC

Office #1: 3965 Southeastern Way, West Columbia, SC 29169

RIA

CRD#: 329448

West Columbia, SC

Past

August 30, 2007 - October 14, 2025

APEX INVESTMENT ADVISORS

RIA

CRD#: 130326

COLUMBIA, SC

Past

August 24, 2007 - July 15, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

West Columbia, SC

Past

January 3, 2006 - August 24, 2007

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

COLUMBIA, SC

Past

September 23, 2005 - August 24, 2007

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

COLUMBIA, SC

Past

October 31, 2003 - September 23, 2005

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

September 18, 1998 - November 12, 2003

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 26, 1991 - September 23, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 21, 1986 - July 30, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAPT WEALTH ADVISORS, LLC

ADAPT WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS

CRD#: 329448 / SEC#: 801-129358

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/22/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2003

General Securities Principal Examination

Current Firm

ADAPT WEALTH ADVISORS, LLC

ADAPT WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS

CRD#: 329448 / SEC#: 801-129358

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

6285 Barfield Rd. Suite 250, Atlanta, GA 30328

Mailing Address

Phone number

(404) 594-5559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAPT WEALTH ADVISORS ADV PART 2A 02-06-2025 (2/6/2025)

Regulatory assets under management

Total Number of Accounts	1,122
AUM (Assets Under Management)	$ 327,765,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James A. Teeter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Arthur Teeter III's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX INVESTMENT ADVISORS

CAMBRIDGE INVESTMENT RESEARCH, INC.

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

STERLING FINANCIAL INVESTMENT GROUP, INC.

LEGG MASON WOOD WALKER, INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ADAPT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1994

Series 63

Date: 11/21/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/22/1987

Series 7

Date: 11/15/1986

Series 24

Date: 12/5/2003

Current Firm

ADAPT WEALTH ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAPT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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