Sandra R. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Ruth Porter, who also goes by Sandy Porter, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1986. Sandra had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2009 - September 19, 2023
SANDY PORTER, LLC
June 5, 2007 - March 6, 2009
MINERVA PLANNING GROUP
May 4, 2004 - December 31, 2005
MINERVA PLANNING GROUP
July 11, 1989 - December 31, 1990
CADARET, GRANT & CO., INC.
March 17, 1989 - July 10, 1989
DERAND/PENNINGTON/BASS, INC.
March 24, 1988 - March 17, 1989
PENNINGTON/BASS EQUITIES, INC.
March 9, 1987 - March 7, 1988
FSC SECURITIES CORPORATION
November 21, 1986 - March 10, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDY PORTER, LLC
CRD#: 149776 / SEC#:
Contact information
Red Flags
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