MW
Marshall S. Wise
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CRD#: 1588589
MW
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Stephenson Wise was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1987. Marshall had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.The Name of the other business: CFS College Success Investment Related?: Non-Investment Related Address of other business:7046 Cornerstone Ln, Stanton, CA 90680 Nature of other business: College PLanning Your position: Regional Director Start Date: 12/17/2013 How many hours you devote to the other business per month: 100 How many hours you devote to the other business during securities trading hours: 50 Briefly describe your duties: Assisting in FASFA preparation, prep-test for SAT/ACT and funding 2.The Name of the other business: Football Officiating Investment Related?: Non-Investment Related Address of other business: 7046 Cornerstone Ln, Stanton, CA 90680 Nature of other business: Officiating Your position: Head Linesman Start Date: 08/2011 How many hours you devote to the other business per month: 27 How many hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Youth and High School Officiating 3.The Name of the other business: Wise Equity Planning Investment Related?: Investment Related Address of other business: 7046 Cornerstone Ln, Stanton, CA 90680 Nature of other business: Insurance Your position: Agent Start Date: 04/1989 How many hours you devote to the other business per month: 110 How many hours you devote to the other business during securities trading hours: 50 Briefly describe your duties: Life Insurance and annuity sales 4.Name of Business: Wise Tax Pro Centers Investment Related?: No Current Business Address: 1598 SW 17th Street, Boca Raton, FL 33486 Nature of business: Tax Preparation Your Title: Owner Start State: Fla Approx # of hours per month devoted to this business:60 # of hours devoted during securities exchange hours:3 Briefly describe your duties: Tax preparation
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 5, 2017 - March 28, 2022
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
Anaheim, CA
Past
May 1, 2015 - July 13, 2017
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Boca Raton, FL
Past
November 13, 1998 - December 1, 2006
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
January 14, 1993 - November 24, 1998
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
January 27, 1987 - August 25, 1992
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
