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CA

Charles F. Albert

EQUIFINANCIAL
MIAMI, FL 33132
Some features on this profile are disabled
CRD#: 1588365
CA
Charles Forrest AlbertEQUIFINANCIAL

Professional summary

Charles Forrest Albert, who also goes by Charles Forest Albert, Charles Forrest Albert, is a registered financial professional currently at EQUIFINANCIAL LLC located in Miami, Florida.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2009. Charles has worked at 5 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.

Aliases

Charles Forest Albert | Charles Forrest Albert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Stillwater Financial Salem, NH Consultant Investment related Fee Based start date 08/2019 50hrs/month Advise asset managers bringing new products to the Retail Channel. Review structure, strategy, product positioning and distribution options. Optimize presentations for BD/Advisor audiences. Rover Non- Investment www.rover.com Pet Services Pet sitting 12.22.2021 10-15 hrs pre-week Dog sitting & walking from home

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Forrest Albert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2026 - Present

EQUIFINANCIAL LLC

Office #1: 1717 North Bayshore Drive Suite 208, Miami, FL 33132
BD
CRD#: 136708
MIAMI, FL
Past

May 7, 2025 - December 31, 2025

CRESCENT ADVISOR GROUP, INC.

RIA
CRD#: 115974
Salem, NH
Past

August 10, 2023 - December 31, 2024

CRESCENT ADVISOR GROUP, INC.

RIA
CRD#: 115974
Salem, NH
Past

October 8, 2020 - June 2, 2022

AEON CAPITAL INC

BD
CRD#: 164004
NEW YORK, NY
Past

June 5, 2009 - June 24, 2019

TRUST ADVISORY GROUP LTD

RIA
CRD#: 106926
WOBURN, MA
Past

May 18, 2009 - June 24, 2019

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
WOBURN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/26/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/3/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/6/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EL
EQUIFINANCIAL LLC
EQUIFINANCIAL LLC

CRD#: 136708 / SEC#: , 8-67037

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1717 North Bayshore Drive Suite 208, Miami, FL 33132
Mailing Address
1717 North Bayshore Drive Suite 208, Miami, FL 33132
Phone number
(305) 358-1040
Established
Florida since 05/01/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WILSON, DAVID LEGRANDEPRESIDENT/CCO FINOP SOLE MEMBER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUIFINANCIAL LLC

CRD#: 136708Miami, FL 33132

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