Susan S. Trammel
Professional summary
Susan Shaffer Trammel, who also goes by Susan Elkins Shaffer, Susan Shaffer, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Plymouth, Minnesota and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Susan has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Shaffer Trammel's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2021 - Present
MISSIONSQUARE RETIREMENT
March 16, 2021 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240June 18, 2020 - February 17, 2021
SECURIAN FINANCIAL SERVICES, INC.
October 4, 2004 - September 11, 2006
RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS
June 18, 2001 - January 18, 2002
E*TRADE SECURITIES LLC
March 13, 1998 - October 8, 1999
PIPER SANDLER & CO.
October 8, 1996 - February 20, 1998
DAIN RAUSCHER INCORPORATED
April 21, 1994 - January 2, 1996
JOHN G. KINNARD AND COMPANY, INCORPORATED
August 5, 1988 - August 29, 1988
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2024)
(12/2/2024)
(12/2/2024)
(3/16/2021)
(3/16/2021)
(12/2/2024)
(12/2/2024)
(3/16/2021)
(3/22/2021)
(12/2/2024)
(3/16/2021)
(3/16/2021)
Exams
Series 7TO
Date: 6/18/2020
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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