Irvin W. Rosenzweig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irvin William Rosenzweig, AIF®, CFP® was a registered financial professional .
Irvin is a previously registered financial professional and started their career in finance in 1986. Irvin had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
August 5, 2024 - September 16, 2025
DIVERSIFIED, LLC
January 5, 2021 - November 4, 2024
DIVERSIFIED, LLC
September 9, 2014 - January 5, 2021
RZ WEALTH
June 25, 2003 - July 14, 2016
WFG ADVISORS, LP
March 21, 2003 - September 21, 2017
WFG INVESTMENTS, INC.
October 5, 2001 - April 9, 2003
UBS FINANCIAL SERVICES INC.
June 1, 1994 - October 29, 2001
PNC BROKERAGE CORP
August 1, 1991 - August 22, 1991
IFMG SECURITIES, INC.
July 31, 1991 - June 6, 1994
CAPITAL BROKERAGE CORPORATION
October 8, 1987 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
December 2, 1986 - June 25, 1987
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
DIVERSIFIED, LLC
CRD#: 331709 / SEC#: 801-130728
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIVERSIFIED, LLC
CRD#: 331709 / SEC#: 801-130728
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,494 |
| AUM (Assets Under Management) | $ 2,080,500,590 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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