Zachary T. Slagel

SLAGEL INVESTMENT MANAGEMENT

BLACKSBURG, VA 24060

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CRD#: 1587693

Professional summary

Zachary Tanner Slagel is a registered financial advisor currently at SLAGEL INVESTMENT MANAGEMENT located in Blacksburg, Virginia.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Zachary has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACCOUNTING ASSOCIATE, INC NON-INVESTMENT-RELATED 303 CHURCH ST SE BLACKSBURG, VA 24060 ACCOUNTING, TAX FORM PREPARATION OWNER, SINCE 10/6/1999 AVERAGE 20 HOURS PER MONTH; OF WHICH, AVERAGE 10 HOURS PER MO. DURING SECURITIES TRADING HOURS STRATEGIC PLANNING/DECISIONS FOR THE MANAGEMENT OF THE COMPANY & TAX FORM PREPARATION FOR THE CLIENTS OF THE COMPANY OMNI TRAVEL & TOURS, INC. NON-INVESTMENT-RELATED 303 CHURCH ST SE BLACKSBURG, VA 24060 TRAVEL AGENCY OWNER, SINCE FEB. 1999 AVERAGE 1 HOURS PER MONTH; OF WHICH AVERAGE 0 HOURS PER MO. DURING SECURITIES TRADING HOURS STRATEGIC PLANNING/DECISION FOR THE MANAGEMENT OF THE COMPANY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Tanner Slagel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2003 - Present

SLAGEL INVESTMENT MANAGEMENT

Office #1: 303 Church St Se, Blacksburg, VA 24060

RIA

CRD#: 118726

BLACKSBURG, VA

Past

November 5, 1986 - November 17, 1988

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/13/2020)

IAR

Texas
(7/10/2020)

IAR

Virginia
(10/7/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/4/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SLAGEL INVESTMENT MANAGEMENT

SI MANAGEMENT | SLAGELASSET MANAGERS | SLAGEL, ZACHARY TANNER | SLAGEL INVESTMENT MANAGEMENT | SLAGEL ASSET MANAGERS

CRD#: 118726 / SEC#:

Kentucky

Registered Investment Advisory firm - (5/3/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (7/13/2020 Approved)

Texas

Registered Investment Advisory firm - (7/9/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/16/2001 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

303 Church Street Se, Blacksburg, VA 24060-4805

Mailing Address

Phone number

(540) 953-2063

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 44,917,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary T. Slagel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Tanner Slagel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLAGEL INVESTMENT MANAGEMENT

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/1992

Series 63

Date: 11/6/1986

Series 6

Date: 11/4/1986

Current Firm

SLAGEL INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SLAGEL INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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