Charles S. Garland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Stedman Garland III, CFA, who also goes by Charles S Garland, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1993. Charles had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2022 - March 4, 2026
HAMLIN CAPITAL MANAGEMENT, LLC
January 5, 2005 - December 17, 2008
MILLENCO LLC
June 14, 1999 - November 16, 2004
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
October 13, 1993 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
HAMLIN CAPITAL MANAGEMENT, LLC
CRD#: 119278 / SEC#: 801-60945
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/25/2007
Limited Representative-Equity Trader ExamCurrent Firm
HAMLIN CAPITAL MANAGEMENT, LLC
CRD#: 119278 / SEC#: 801-60945
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,911 |
| AUM (Assets Under Management) | $ 8,333,449,010 |
Red Flags
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