Charles S. Garland

HAMLIN CAPITAL MANAGEMENT

New York, NY 10019

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CRD#: 1587640

Professional summary

Charles Stedman Garland III, CFA, who also goes by Charles S Garland, is a registered financial advisor currently at HAMLIN CAPITAL MANAGEMENT, LLC located in New York, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Charles has worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles S Garland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Stedman Garland III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

March 18, 2022 - Present

HAMLIN CAPITAL MANAGEMENT, LLC

Office #1: 640 Fifth Avenue 11th Floor, New York, NY, 10019

RIA

CRD#: 119278

New York, NY

Past

January 5, 2005 - December 17, 2008

MILLENCO LLC

CRD#: 33726

OLD GREENWICH, CT

Past

June 14, 1999 - November 16, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 13, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278 / SEC#: 801-60945

RIA

Registered Investment Advisory firm - (2/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 5/25/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Current Firm

HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278 / SEC#: 801-60945

RIA

Registered Investment Advisory firm - (2/22/2002 Approved)

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Contact information

Main Address

640 Fifth Avenue 11th Floor, New York, NY, 10019

Mailing Address

Phone number

(212) 752-8777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMLIN CAPITAL MANAGEMENT FORM ADV PART 2A - MARCH 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,911
AUM (Assets Under Management)	$ 8,333,449,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles S. Garland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Stedman Garland III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLENCO LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

HAMLIN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/2000

Series 55

Date: 5/25/2007

Series 7

Date: 3/17/1990

Current Firm

HAMLIN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMLIN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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