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JC

Jay P. Cicone

Some features on this profile are disabled
CRD#: 1587316
JC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jay Peter Cicone was a registered financial professional .

Jay is a previously registered financial professional and started their career in finance in 1986. Jay had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 11, 2020 - November 21, 2025

CHIRON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 308286
TALLAHASSEE, FL
Past

December 14, 2018 - August 14, 2020

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA
CRD#: 168256
Tallahassee, FL
Past

April 2, 2009 - July 30, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
TALLAHASSEE, FL
Past

May 15, 1992 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
TALLAHASSEE, FL
Past

May 11, 1992 - July 30, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
TALLAHASSEE, FL
Past

August 14, 1991 - April 28, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 26, 1991 - August 13, 1991

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

November 21, 1986 - October 18, 1990

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHIRON CAPITAL MANAGEMENT, LLC
BREAKWATER CAPITAL | CHIRON CAPITAL MANAGEMENT, LLC

CRD#: 308286 / SEC#: 801-119069

RIA
Registered Investment Advisory firm - (7/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/28/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/24/1994
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/1988
General Securities Principal Examination

Current Firm

CC
CHIRON CAPITAL MANAGEMENT, LLC
BREAKWATER CAPITAL | CHIRON CAPITAL MANAGEMENT, LLC

CRD#: 308286 / SEC#: 801-119069

RIA
Registered Investment Advisory firm - (7/16/2020 Approved)
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Contact information

Main Address
261 Pinewood Drive, Tallahassee, FL 32303
Mailing Address
Phone number
(850) 775-1939
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CHIRON CAPITAL MANAGEMENT WRAP BROCHURE (3/27/2025)
CHIRON CAPITAL MANAGEMENT DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts925
AUM (Assets Under Management)$ 253,776,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHIRON CAPITAL MANAGEMENT, LLC

CRD#: 308286

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