William J. Trueman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jack Trueman, who also goes by Bill Trueman, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2010 - April 15, 2014
FORESTERS EQUITY SERVICES, INC.
November 8, 2010 - April 15, 2014
FORESTERS EQUITY SERVICES, INC.
August 10, 2010 - October 29, 2010
CREATIVE FINANCIAL DESIGNS, INC.
April 12, 2010 - October 29, 2010
CFD INVESTMENTS, INC.
April 11, 2008 - April 6, 2010
AUTO CLUB FUNDS, INC.
August 29, 1997 - November 5, 2007
FB EQUITY SALES CORPORATION OF MICHIGAN
February 27, 1992 - July 1, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 27, 1992 - July 1, 1997
OSAIC FA, INC.
January 23, 1991 - December 31, 1991
AMERICAN UNITED LIFE INSURANCE COMPANY
January 23, 1991 - January 1, 1992
ONEAMERICA SECURITIES, INC.
June 9, 1987 - January 10, 1991
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
