Donal F. Mastrangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donal Fox Mastrangelo, who also goes by Donal C F Mastrangelo, was a registered financial professional .
Donal is a previously registered financial professional and started their career in finance in 1995. Donal had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2024 - July 24, 2025
LUMENT SECURITIES, LLC
March 30, 2022 - March 20, 2023
LEX
October 22, 2021 - March 10, 2022
SCHRODER FUND ADVISORS LLC
December 14, 2020 - November 16, 2021
BLUE DIAMOND SECURITIES OF AMERICA LLC
August 28, 2017 - December 26, 2019
MERCURY CAPITAL ADVISORS, LLC
March 4, 2014 - August 29, 2017
GUGGENHEIM INVESTMENTS
March 3, 2014 - August 29, 2017
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
September 22, 2011 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
September 8, 1995 - July 29, 2002
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/26/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
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