John V. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Vincent Kelly, who also goes by John V Kelly, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2013 - October 5, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
January 10, 2013 - October 5, 2021
ALLSTATE FINANCIAL SERVICES, LLC
December 12, 2011 - October 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 2, 2011 - October 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2008 - September 17, 2009
STOCKCROSS FINANCIAL SERVICES, INC.
January 10, 2007 - February 20, 2008
EMPIRE FINANCIAL GROUP, INC.
September 23, 2005 - January 19, 2007
JHS CAPITAL ADVISORS, LLC
November 1, 2000 - September 23, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 28, 1999 - November 8, 2000
RYAN BECK & CO.
July 3, 1997 - July 15, 1999
EARLYBIRDCAPITAL, INC.
November 30, 1994 - December 23, 1996
JW GENESIS CLEARING CORP.
September 15, 1993 - October 18, 1994
NATIONSSECURITIES
December 23, 1991 - September 15, 1993
DETWILER FENTON WEALTH MANAGEMENT INC
June 1, 1990 - November 16, 1990
DOMINICK & DICKERMAN LLC
January 2, 1990 - June 7, 1990
PRESCOTT, BALL & TURBEN, INC.
October 30, 1987 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
August 13, 1987 - November 2, 1987
BOETTCHER & COMPANY, INC.
December 23, 1986 - September 1, 1987
JW GENESIS CLEARING CORP.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/26/1999
Limited Representative-Equity Trader ExamCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
