Neil D. Silver
Professional summary
Neil David Silver was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Neil is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Neil had worked at 6 firms, which includes THE PARTNERS FINANCIAL GROUP INC., PELLETT INVESTMENTS INC., GKN SECURITIES CORP., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, THE STUART-JAMES COMPANY INCORPORATED, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1997 - October 27, 1997
THE PARTNERS FINANCIAL GROUP, INC.
August 31, 1995 - June 18, 1996
PELLETT INVESTMENTS, INC.
April 20, 1995 - August 21, 1995
THE PARTNERS FINANCIAL GROUP, INC.
June 13, 1994 - January 17, 1995
GKN SECURITIES CORP.
January 3, 1991 - June 3, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 9, 1990 - November 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
December 23, 1986 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE PARTNERS FINANCIAL GROUP, INC.
CRD#: 31979 / SEC#: , 8-45591
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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