Daniel Quinlan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Quinlan, who also goes by Dan Quinlan, Daniel Neil Quinlan, Daniel Quinlan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1987. Daniel had worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - May 6, 2025
STRATEGIC ADVISERS LLC
February 3, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 30, 2023 - May 6, 2025
FIDELITY BROKERAGE SERVICES LLC
July 19, 2021 - August 24, 2022
EMPOWER ADVISORY GROUP, LLC
July 19, 2021 - August 24, 2022
EMPOWER FINANCIAL SERVICES, INC.
February 27, 2018 - July 7, 2021
TD AMERITRADE, INC.
February 26, 2018 - July 7, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - July 7, 2021
TD AMERITRADE, INC.
March 23, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 5, 2014 - February 26, 2018
SCOTTRADE, INC.
September 6, 2013 - February 11, 2014
ALLSTATE FINANCIAL SERVICES, LLC
May 19, 2009 - January 31, 2013
MUTUAL OF AMERICA SECURITIES LLC
May 19, 2009 - January 31, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 31, 2006 - January 21, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
July 29, 2005 - March 10, 2006
CHARLES SCHWAB & CO., INC.
August 31, 2004 - July 20, 2005
QUEST CAPITAL STRATEGIES, INC.
April 9, 2002 - August 2, 2002
PROFUNDS DISTRIBUTORS, INC.
June 8, 2001 - April 9, 2002
FORESIDE DISTRIBUTION SERVICES, L.P.
March 9, 1999 - October 21, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 16, 1998 - February 17, 1999
UVEST FINANCIAL SERVICES GROUP, INC.
July 9, 1997 - October 16, 1997
QUEST CAPITAL STRATEGIES, INC.
October 21, 1987 - July 15, 1991
DEAM INVESTOR SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
