John M. Walling

INFINITY FINANCIAL SERVICES ADVISORY

Willis, TX

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CRD#: 1586153

Professional summary

John Mckinley Walling is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Willis, Texas and INFINITY FINANCIAL SERVICES located in Willis, Texas.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN M WALLING; INSURANCE SALES; 1 hour per month; 100% ONWERSHIP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mckinley Walling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2020 - Present

INFINITY FINANCIAL SERVICES ADVISORY

RIA

CRD#: 304981

Willis, TX

Current

January 4, 2016 - Present

INFINITY FINANCIAL SERVICES

CRD#: 144302

Willis, TX

Past

December 18, 2015 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA

CRD#: 144302

OAKLAND, CA

Past

March 7, 2012 - December 21, 2015

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WILLIS, TX

Past

March 6, 2012 - December 21, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

WILLIS, TX

Past

March 18, 2008 - February 28, 2012

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

WILLIS, TX

Past

March 18, 2008 - February 28, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

WILLIS, TX

Past

October 20, 2005 - March 18, 2008

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

WILLIS, TX

Past

October 20, 2005 - March 18, 2008

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

WILLIS, TX

Past

January 22, 2004 - October 20, 2005

JESUP & LAMONT ADVISORS

RIA

CRD#: 108006

BRENTWOOD, TN

Past

November 19, 2003 - October 20, 2005

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

LONGWOOD, FL

Past

January 2, 2003 - November 20, 2003

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

June 9, 1987 - January 13, 2003

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INFINITY FINANCIAL SERVICES ADVISORY

CRD#: 304981 / SEC#: 801-117719

RIA

Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(6/24/2020)

Texas
(1/4/2016)

IAR

Texas
(12/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 3/3/2003

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INFINITY FINANCIAL SERVICES ADVISORY

CRD#: 304981 / SEC#: 801-117719

RIA

Registered Investment Advisory firm - (12/5/2019 Approved)

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Contact information

Main Address

212 9th Street Suite 202, Oakland, CA 94607

Mailing Address

Phone number

(510) 588-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

ADV 2A APPENDIX WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	918
AUM (Assets Under Management)	$ 150,097,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Walling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mckinley Walling's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFINITY FINANCIAL SERVICES

INFINITY FINANCIAL SERVICES

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

JESUP & LAMONT ADVISORS

EMPIRE FINANCIAL GROUP, INC.

FREEDOM FINANCIAL, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

INFINITY FINANCIAL SERVICES ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2003

Series 63

Date: 5/6/1987

SIE

Date: 10/1/2018

Series 22

Date: 3/3/2003

Series 6

Date: 11/13/1986

FINRA

Current Firm

INFINITY FINANCIAL SERVICES ADVISORY

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INFINITY FINANCIAL SERVICES ADVISORY

TRUST BUT VERIFY

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