MP
Mark C. Pietsch
PARK AVENUE SECURITIES LLC
Glenview, IL 60026
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CRD#: 1585693
MP
Professional summary
Mark C Pietsch, CLU®, who also goes by Mark Charles Pietsch, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Glenview, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Charles Pietsch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Pietsch Financial Group, Inc.
DBA for our Agency as part of the conversion of my CDM Contract with Guardian to GA Contract with Guardian
Start: 01/16/2015,
Address: 1751 Lake Cook Road, Suite 135 Deerfield, IL 60015,
0 hrs per month,
Investment related,
2. True Wealth Strategies LLC,
Start: 07/1/2025,
Address: 2550 Compass Rd Suite# E Glenview IL 60026,
0 total hours per month,
Investment related,
No Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Mark C Pietsch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark C Pietsch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 7, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2550 Compass Rd Suite E, Glenview, IL 60026Office #2: 377 E Butterfield Rd. 270, Lombard, IL 60148Office #3: 1751 Lake Cook Rd Suite 350, Deerfield, IL 60015RIA
BD
CRD#: 46173
Glenview, IL
Current
April 7, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2550 Compass Rd Suite E, Glenview, IL 60026Office #2: 377 E Butterfield Rd. 270, Lombard, IL 60148Office #3: 1751 Lake Cook Rd Suite 350, Deerfield, IL 60015RIA
BD
CRD#: 46173
Glenview, IL
Past
April 9, 2003 - January 4, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
OAKBROOK, IL
Past
April 9, 2003 - January 4, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
OAKBROOK, IL
Past
June 19, 2002 - April 3, 2003
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
December 5, 1986 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
December 5, 1986 - April 3, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/3/2025)
RR
Arizona(4/7/2011)
RR
California(4/7/2011)
RR
Colorado(7/19/2022)
RR
Delaware(7/19/2022)
RR
Florida(4/7/2011)
RR
Georgia(1/14/2022)
RR
Hawaii(6/27/2025)
RR
Idaho(7/19/2022)
RR
Illinois(4/7/2011)
IAR
Illinois(4/7/2011)
RR
Indiana(4/7/2011)
RR
Iowa(11/20/2024)
RR
Kansas(4/25/2014)
RR
Kentucky(7/19/2022)
RR
Maryland(1/14/2022)
RR
Massachusetts(5/14/2024)
RR
Michigan(7/19/2022)
RR
Minnesota(6/9/2023)
RR
Nevada(2/24/2022)
RR
New Hampshire(6/27/2024)
RR
New Jersey(2/24/2022)
RR
New York(7/19/2022)
RR
North Carolina(2/8/2023)
RR
Ohio(4/19/2023)
RR
Oregon(1/12/2016)
RR
Pennsylvania(2/18/2021)
RR
South Carolina(2/24/2022)
RR
Tennessee(7/13/2023)
RR
Texas(4/7/2011)
RR
Utah(2/22/2021)
RR
Virginia(2/24/2022)
RR
Washington(5/2/2012)
RR
Wisconsin(4/7/2011)
RR
Wyoming(2/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
