Karen M. Kassouf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Marie Kassouf was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1986. Karen had worked at 4 firms and has passed the Series 63, Series 79TO, Series 50, SIE, Series 62, Series 7, Series 54 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - June 14, 2022
MOODY CAPITAL SOLUTIONS, INC
September 14, 2007 - December 31, 2012
BRIDGE CAPITAL ASSOCIATES, INC.
December 19, 2006 - October 10, 2007
CAPITAL INVESTMENTS, INC.
December 23, 1986 - January 17, 1991
J.P. MORGAN SECURITIES OF TEXAS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 12/18/2006
Corporate Securities Limited Representative ExaminationCurrent Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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