Christopher Gleeson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Gleeson, who also goes by Chris Gleeson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2010 - February 9, 2018
TRINITY FINANCIAL PARTNERS II, LLC
August 7, 2007 - December 31, 2017
KESTRA INVESTMENT SERVICES, LLC
September 28, 2000 - August 3, 2007
KESTRA INVESTMENT SERVICES, LLC
December 26, 1986 - February 27, 2001
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY FINANCIAL PARTNERS II, LLC
CRD#: 124397 / SEC#: 801-116705
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,060 |
| AUM (Assets Under Management) | $ 441,879,130 |
Red Flags
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