Hungkwang Wu
Professional summary
Hungkwang Wu, who also goes by David Wu, Hung Kwang Wu, Hung Wu, is a registered financial advisor currently at BRIGHT LIGHT CAPITAL ADVISOR located in Arcadia, California.
Hungkwang is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Hungkwang has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hungkwang Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2012 - Present
BRIGHT LIGHT CAPITAL ADVISOR
September 4, 2007 - December 31, 2011
KOVACK ADVISORS, INC.
September 4, 2007 - December 31, 2011
KOVACK SECURITIES INC.
July 12, 1999 - September 14, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 12, 1998 - September 14, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 2, 1992 - July 12, 1999
BA INVESTMENT SERVICES, INC.
February 14, 1990 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
May 8, 1989 - July 3, 1989
E-W INVESTMENTS, INC.
March 25, 1987 - January 10, 1989
AMERICAN FUTURES SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/19/2012)
Exams
Current Firm
BRIGHT LIGHT CAPITAL ADVISOR
CRD#: 160243 / SEC#:
Contact information
Red Flags
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