David M. Reed

IA GLOBAL CAPITAL LLC

New York, NY 10017

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CRD#: 1585248

Professional summary

David Morrill Reed JR is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Morrill Reed JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2016 - Present

IA GLOBAL CAPITAL LLC

Office #1: 101 Park Avenue 38th Floor, New York, NY 10017

CRD#: 129802

New York, NY

Past

October 4, 2011 - May 11, 2015

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

June 25, 2002 - September 9, 2011

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

March 23, 2000 - April 20, 2001

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

May 23, 1994 - April 5, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/11/2016)

Pennsylvania
(11/5/2020)

South Carolina
(2/20/2024)

Exams

State Security Law Exam

Series 63

Date: 3/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IA GLOBAL CAPITAL LLC

IA GLOBAL CAPITAL LLC | INNOVATION ADVISORS LLC

CRD#: 129802 / SEC#: , 8-66255

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

101 Park Avenue 38th Floor, New York City, NY 10178

Mailing Address

244 Madison Avenue #385, New York City, NY 10016

Phone number

(212) 710-5302

Established

New York since 06/09/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
IA GLOBAL CAPITAL HOLDING LLC	OWNER
FRIEDFELD GEBAIDE, ERIC FOSTER	MANAGER	2801908
FRIEDFELDGEBAIDE, ERIC FOSTER	CHIEF COMPLIANCE OFFICER	2801908
MACK, ALEXANDER HERBERT	FINANCIAL AND OPERATIONS PRINCIPAL, CFO, PRINCIPAL	4805607

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

David M. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Morrill Reed JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD & CO.

GLEACHER & COMPANY SECURITIES, INC.

ROBERTSON STEPHENS, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/1994

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/5/1994

Series 24

Date: 3/31/1998

FINRA

Current Firm

IA GLOBAL CAPITAL LLC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IA GLOBAL CAPITAL LLC

TRUST BUT VERIFY

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