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DR

David M. Reed

IA GLOBAL CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 1585248
DR

Professional summary

David Morrill Reed JR is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Morrill Reed JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2016 - Present

IA GLOBAL CAPITAL LLC

Office #1: 101 Park Avenue 38th Floor, New York, NY 10017
BD
CRD#: 129802
New York, NY
Past

October 4, 2011 - May 11, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

June 25, 2002 - September 9, 2011

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

March 23, 2000 - April 20, 2001

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

May 23, 1994 - April 5, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/11/2016)
RR
Pennsylvania
(11/5/2020)
RR
South Carolina
(2/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/5/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/31/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IG
IA GLOBAL CAPITAL LLC
IA GLOBAL CAPITAL LLC | INNOVATION ADVISORS LLC

CRD#: 129802 / SEC#: , 8-66255

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
101 Park Avenue 38th Floor, New York City, NY 10178
Mailing Address
244 Madison Avenue #385, New York City, NY 10016
Phone number
(212) 710-5302
Established
New York since 06/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
IA GLOBAL CAPITAL HOLDING LLCOWNER
FRIEDFELD GEBAIDE, ERIC FOSTERMANAGER2801908
FRIEDFELDGEBAIDE, ERIC FOSTERCHIEF COMPLIANCE OFFICER2801908
MACK, ALEXANDER HERBERTFINANCIAL AND OPERATIONS PRINCIPAL, CFO, PRINCIPAL4805607

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

IA GLOBAL CAPITAL LLC

CRD#: 129802New York, NY 10017

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