Ronald R. Witkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Robert Witkowski was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1990. Ronald had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - November 2, 2020
FDX CAPITAL LLC
March 11, 2014 - September 16, 2015
ALT FUND DISTRIBUTORS LLC
December 12, 2005 - August 29, 2013
TOWER SQUARE SECURITIES, INC.
August 31, 2004 - August 29, 2013
WALNUT STREET SECURITIES, INC.
August 31, 2004 - August 29, 2013
NEW ENGLAND SECURITIES
August 19, 1998 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 19, 1998 - August 29, 2013
MSI FINANCIAL SERVICES, INC.
February 13, 1990 - November 3, 1997
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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