Michael V. Mondo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Vincent Mondo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2017 - June 25, 2024
METLIFE INVESTMENTS SECURITIES, LLC
April 15, 2016 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
April 18, 2013 - March 7, 2016
HIMCO DISTRIBUTION SERVICES COMPANY
October 3, 2008 - March 18, 2013
INVESCO DISTRIBUTORS, INC.
February 1, 2007 - September 29, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 26, 2006 - November 28, 2006
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
November 18, 1986 - April 20, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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