Louis A. Mastellone
Professional summary
Louis Anthony Mastellone is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Louis is registered as a RR (Registered Representative) and started their career in finance in 1986. Louis has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis Anthony Mastellone's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2013 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153March 18, 2011 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
October 7, 1998 - January 28, 2011
CAPITAL BROKERAGE CORPORATION
December 18, 1996 - September 30, 1998
CHASE INVESTMENT SERVICES CORP.
February 10, 1994 - January 23, 1996
CONSECO SECURITIES, INC.
August 25, 1992 - February 8, 1994
FLEET ENTERPRISES, INC.
August 28, 1991 - July 13, 1992
USLIFE EQUITY SALES CORP.
November 18, 1986 - February 1, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
(2/27/2025)
(10/16/2024)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(9/30/2013)
(2/27/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
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