Craig M. Kulman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Mitchell Kulman was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2004 - October 21, 2005
STG SECURE TRADING GROUP, INC.
May 31, 2001 - February 28, 2003
CARDINAL CAPITAL MANAGEMENT, INC.
August 11, 1998 - June 5, 2001
LADENBURG THALMANN & CO. INC.
April 5, 1993 - July 30, 1998
BILTMORE SECURITIES, INC.
June 17, 1991 - April 5, 1993
GRUNTAL & CO., L.L.C.
March 6, 1989 - July 12, 1991
CIBC WORLD MARKETS CORP.
November 18, 1986 - March 21, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STG SECURE TRADING GROUP, INC.
CRD#: 41216 / SEC#: , 8-49329
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEINER, ALAN DAVID MR. | PRESIDENT | 2537809 |
| SPG OPPORTUNITY FUND LTD | SHAREHOLDER |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
