David A. Conner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allen Conner, who also goes by David A Conner Jr, David A Conner, David Allen Conner Jr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 7 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - June 15, 2026
BESTEX RESEARCH SECURITIES, LLC
March 25, 2021 - July 29, 2022
SRT SECURITIES LLC
May 31, 2016 - November 13, 2019
CITIGROUP GLOBAL MARKETS INC.
October 1, 2008 - August 23, 2012
J.P. MORGAN SECURITIES LLC
May 17, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 10, 2006
LEHMAN BROTHERS INC.
July 8, 1993 - May 11, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BESTEX RESEARCH SECURITIES, LLC
CRD#: 309569 / SEC#: , 8-70584
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
