Elizabeth A. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Adams, who also goes by Liz Adams, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1986. Elizabeth had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2019 - October 24, 2023
EGP WEALTH MANAGEMENT, LLC
January 2, 2009 - June 13, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 26, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - June 13, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 18, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
September 17, 1997 - August 21, 1998
FISERV INVESTOR SERVICES, INC.
October 16, 1995 - September 17, 1997
LINK INVESTMENT SERVICES, INC.
June 6, 1995 - September 25, 1995
MERCANTILE INVESTMENT SERVICES, INC.
October 28, 1992 - June 7, 1995
TCB INVESTOR SERVICES
August 16, 1990 - October 26, 1992
THE TRADING DESK, INC.
March 13, 1990 - July 31, 1990
OSAIC WEALTH, INC.
April 25, 1989 - March 15, 1990
THE TRADING DESK, INC.
September 26, 1988 - April 27, 1989
T. J. RANEY & SONS, INC.
November 28, 1986 - October 6, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EGP WEALTH MANAGEMENT, LLC
CRD#: 298338 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 160 |
| AUM (Assets Under Management) | $ 39,639,429 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
