Mark W. Kellstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Walker Kellstrom was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 10 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2014 - October 17, 2018
BRADLEY WOODS & CO. LTD.
December 18, 2006 - March 14, 2014
FCG ADVISORS, LLC
January 23, 2003 - December 18, 2006
PRITCHARD CAPITAL PARTNERS, LLC
January 22, 2002 - January 23, 2003
IMPERIAL CAPITAL, LLC
January 23, 1996 - March 27, 2001
JEFFERIES LLC
February 24, 1995 - January 23, 1996
CHASE SECURITIES, INC.
April 14, 1994 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
April 14, 1994 - January 27, 1995
LEHMAN GOVERNMENT SECURITIES INC.
April 4, 1994 - January 27, 1995
LEHMAN BROTHERS INC.
November 18, 1986 - April 20, 1994
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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