Bryan K. Smith
Professional summary
Bryan Keith Smith was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Bryan had worked at 6 firms, which includes J.P. TURNER & COMPANY L.L.C., JANNEY MONTGOMERY SCOTT LLC, BARNETT INVESTMENTS INC., DETWILER FENTON WEALTH MANAGEMENT INC, NORTH AMERICAN MANAGEMENT INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2003 - November 29, 2005
J.P. TURNER & COMPANY, L.L.C.
March 22, 2002 - December 17, 2002
JANNEY MONTGOMERY SCOTT LLC
February 23, 1995 - June 9, 1995
BARNETT INVESTMENTS, INC.
February 24, 1992 - February 3, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
April 12, 1989 - July 17, 1990
NORTH AMERICAN MANAGEMENT, INC.
December 22, 1986 - March 30, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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