Gary T. Vick
Professional summary
Gary Thomas Vick is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Hartford, Connecticut.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1987. Gary has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Thomas Vick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2023 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 350 Church Street, Hartford, CT 06103January 21, 2014 - January 19, 2023
PARK AVENUE SECURITIES LLC
July 5, 2011 - December 19, 2013
MSI FINANCIAL SERVICES, INC.
December 14, 2009 - July 13, 2011
LPL FINANCIAL LLC
June 24, 2008 - December 18, 2009
EQUITABLE ADVISORS, LLC
November 17, 2006 - July 10, 2008
NEW ENGLAND SECURITIES
February 11, 1993 - May 22, 1995
NEW ENGLAND SECURITIES
July 11, 1989 - December 11, 1992
EQUITABLE ADVISORS, LLC
March 31, 1987 - December 11, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2023)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
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