Craig L. Randall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Lee Randall was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2008 - March 17, 2008
RANDALL ASSET MANAGEMENT GROUP, LLC
September 7, 2007 - May 15, 2019
PLANMEMBER SECURITIES CORPORATION
September 7, 2007 - May 15, 2019
PLANMEMBER SECURITIES CORPORATION
April 30, 2007 - December 31, 2007
RANDALL ASSET MANAGEMENT GROUP, LLC
October 22, 2003 - August 22, 2007
NATIONAL PLANNING CORPORATION
October 1, 2003 - August 22, 2007
NATIONAL PLANNING CORPORATION
October 12, 2001 - October 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 1, 1998 - October 16, 2001
WAMU INVESTMENTS, INC.
May 31, 1991 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 25, 1991 - May 28, 1991
TITAN/VALUE EQUITIES GROUP, INC.
January 19, 1989 - October 23, 1990
FFP SECURITIES, INC.
October 26, 1988 - January 14, 1989
SENTRA SECURITIES CORPORATION
October 31, 1987 - October 31, 1988
AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.
November 17, 1986 - March 1, 1991
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
