Patrick D. Powers

BENEFIT FINANCIAL SERVICES GROUP

Irvine, CA 92614

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CRD#: 1583912

Professional summary

Patrick David Powers, CFP®, who also goes by Patrick D Powers, is a registered financial advisor currently at BENEFIT FINANCIAL SERVICES GROUP located in Irvine, California.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Patrick has worked at 4 firms and has passed the Series 2 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick D Powers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick David Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

January 16, 2016 - Present

BENEFIT FINANCIAL SERVICES GROUP

Office #1: 2040 Main Street Suite 720, Irvine, CA 92614

RIA

CRD#: 143617

Irvine, CA

Past

September 26, 2007 - March 28, 2016

POWERS CAPITAL INVESTMENTS, INC.

RIA

CRD#: 145045

ANAHEIM HILLS, CA

Past

April 10, 2003 - December 31, 2007

RIVERPLACE CAPITAL MANAGEMENT INC

RIA

CRD#: 109079

ANAHEIM HILLS, CA

Past

March 20, 1990 - May 17, 1990

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENEFIT FINANCIAL SERVICES GROUP

CRD#: 143617 / SEC#: 801-67796

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 3/13/1991

Non-Member General Securities Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Current Firm

BENEFIT FINANCIAL SERVICES GROUP

CRD#: 143617 / SEC#: 801-67796

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

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Contact information

Main Address

2040 Main Street Suite 720, Irvine, CA 92614

Mailing Address

Phone number

(949) 955-2552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

Regulatory assets under management

Total Number of Accounts	855
AUM (Assets Under Management)	$ 1,290,227,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick D. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick David Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENEFIT FINANCIAL SERVICES GROUP

POWERS CAPITAL INVESTMENTS, INC.

RIVERPLACE CAPITAL MANAGEMENT INC

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

BENEFIT FINANCIAL SERVICES GROUP

State Registrations and Notice Filings

Exams

Series 2

Date: 3/13/1991

Series 7

Date: 3/17/1990

Current Firm

BENEFIT FINANCIAL SERVICES GROUP

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENEFIT FINANCIAL SERVICES GROUP

TRUST BUT VERIFY

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