Valerie A. Boisvert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Aileen Boisvert, who also goes by Val Boisvert, Valerie Goetz, Valerie Lindgren, Valerie Aileen Middleton, Valerie Smith, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1986. Valerie had worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2024 - April 29, 2025
CETERA INVESTMENT ADVISERS LLC
August 5, 2014 - March 21, 2024
CETERA ADVISORS LLC
June 9, 2014 - June 2, 2015
CETERA INVESTMENT SERVICES LLC
June 9, 2014 - June 2, 2015
CETERA FINANCIAL SPECIALISTS LLC
June 9, 2014 - June 2, 2015
CETERA WEALTH SERVICES, LLC
April 11, 2014 - April 29, 2025
CETERA ADVISORS LLC
November 29, 2011 - April 4, 2014
U.S. BANCORP INVESTMENTS, INC.
February 18, 2011 - November 29, 2011
PORTFOLIO BROKERAGE SERVICES, INC.
April 4, 2006 - June 9, 2009
WEDBUSH SECURITIES INC.
September 14, 2005 - March 23, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 13, 2004 - September 12, 2005
CHARLES SCHWAB & CO., INC.
January 10, 2003 - October 30, 2003
COMPUTERSHARE SECURITIES CORPORATION
September 17, 2002 - January 16, 2003
BANC ONE SECURITIES CORPORATION
December 10, 1998 - July 5, 2001
CHARLES SCHWAB & CO., INC.
February 9, 1998 - November 5, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 1994 - December 12, 1997
CHARLES SCHWAB & CO., INC.
May 20, 1993 - March 16, 1994
INVEST FINANCIAL CORPORATION
April 14, 1989 - May 6, 1993
DAIN RAUSCHER INCORPORATED
November 21, 1986 - April 3, 1989
RAUSCHER PIERCE REFSNES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 3/23/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
