Blanca L. Gutierrez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blanca Luz Gutierrez was a registered financial professional .
Blanca is a previously registered financial professional and started their career in finance in 1996. Blanca had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2003 - August 17, 2021
BTIG, LLC
October 1, 1997 - May 28, 2003
BANC OF AMERICA SECURITIES LLC
July 22, 1996 - October 1, 1997
MONTGOMERY SECURITIES
January 31, 1996 - July 11, 1996
ROUND HILL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/22/2003
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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