Rohit N. Manocha

GLOBAL LEISURE PARTNERS

New York, NY 10022

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CRD#: 1583152

Professional summary

Rohit Nmn Manocha, who also goes by Rohit Nmn Manocha, is a registered financial professional currently at GLOBAL LEISURE PARTNERS, LLC located in New York, New York.

Rohit is registered as a RR (Registered Representative) and started their career in finance in 1986. Rohit has worked at 8 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rohit Nmn Manocha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rohit Nmn Manocha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2023 - Present

GLOBAL LEISURE PARTNERS, LLC

Office #1: 445 Park Avenue 17th Floor, New York, NY 10022

CRD#: 134435

New York, NY

Past

September 15, 2016 - March 2, 2023

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

January 10, 2011 - September 1, 2016

MORGAN JOSEPH TRIARTISAN LLC

CRD#: 10948

NEW YORK, NY

Past

November 12, 2002 - January 28, 2013

MORGAN JOSEPH TRIARTISAN CAPITAL LLC

CRD#: 122351

NEW YORK, NY

Past

June 27, 2002 - November 13, 2002

RAMIUS SECURITIES LLC

CRD#: 41076

NEW YORK, NY

Past

June 1, 1999 - April 30, 2002

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Past

July 25, 1994 - April 15, 1999

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

November 18, 1986 - March 17, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/5/2023)

New Jersey
(5/5/2023)

New York
(5/5/2023)

Exams

State Security Law Exam

Series 63

Date: 7/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 5/5/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBAL LEISURE PARTNERS, LLC

CRD#: 134435 / SEC#: , 8-66837

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1321 Clydesdale Avenue, Wellington, FL 33414

Mailing Address

124 City Road, London, EC1V 2NX

Phone number

(561) 486-3054

Established

Delaware since 03/01/2004

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GLOBAL LEISURE PARTNERS LLP	SHAREHOLDER/MEMBER
DENEY, RICHARD LEE	PRINCIPAL/ELECTED MANAGER	1014351
HARMS, LINDSAY NEGREANN MRS	DIRECTOR /MANAGING MEMBER
HARMS, MARK WILLIAM BRUCE	CCO/AMLCO/MANAGING MEMBER	1731456
HARMS, MARK WILLIAM BRUCE	CEO/ DIRECTOR/MANAGING MEMBER	1731456
SPALEVIC, MAJA	FINOP/CFO/ ELECTED MANAGER	5985299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rohit N. Manocha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rohit Nmn Manocha's CRS (Customer Relationship Summary).

Certified licenses

Experience

COWEN AND COMPANY

MORGAN JOSEPH TRIARTISAN LLC

MORGAN JOSEPH TRIARTISAN CAPITAL LLC

RAMIUS SECURITIES LLC

THOMAS WEISEL PARTNERS LLC

ABN AMRO SECURITIES LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/1992

Series 82TO

Date: 5/5/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Series 24

Date: 9/11/2002

FINRA

Current Firm

GLOBAL LEISURE PARTNERS, LLC

Contact information

FINRA licenses (32 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GLOBAL LEISURE PARTNERS, LLC

TRUST BUT VERIFY

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