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Mark Joseph Hudec

NFSG
SCHULENBURG, TX
·CRD# 1583095·Registered 1986 - 2025
Suspended: Mark Joseph Hudec was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Mark Joseph Hudec is a registered financial advisor currently at NFSG CORPORATION located in Schulenburg, Texas. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

NFSG CORPORATION·CRD# 130814
RIA
Schulenburg, TX
November 26, 2025 - Present
GRADIENT SECURITIES, LLC·CRD# 127701
RIA
Schulenburg, TX
August 21, 2025 - October 8, 2025
GRADIENT SECURITIES, LLC·CRD# 127701
BD
Schulenburg, TX
August 11, 2025 - October 8, 2025
TLG ADVISORS, INC.·CRD# 111052
RIA
Schulenburg, TX
June 2, 2025 - July 2, 2025
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
May 27, 2025 - July 2, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
RIA
Schulenburg, TX
February 17, 2011 - June 18, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Schulenburg, TX
February 17, 2011 - June 18, 2025
QA3 FINANCIAL LLC·CRD# 104957
RIA
Sugar Land, TX
May 24, 2002 - February 11, 2011
TCG ADVISORS, LP·CRD# 112685
RIA
Austin, TX
March 6, 2002 - September 16, 2004
QA3 FINANCIAL CORP.·CRD# 14754
BD
Sugar Land, TX
March 6, 2002 - February 11, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
November 30, 1998 - March 6, 2002
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
June 2, 1995 - November 30, 1998
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
October 7, 1993 - June 5, 1995
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
New York, NY
May 29, 1991 - October 7, 1993
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
January 25, 1991 - May 24, 1991
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
December 8, 1986 - December 31, 1990

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Current Firm

NC
NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - SEC (11/6/2007 Approved)
Arizona
Registered Investment Advisory firm - Arizona (11/8/2007 Terminated)
California
Registered Investment Advisory firm - California (11/8/2007 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/8/2007 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/12/2007 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/6/2007 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (11/8/2007 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/17/2007 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/14/2007 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/8/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/13/2007 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/8/2007 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/8/2007 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (11/8/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1200 North Federal Highway Suite 400, Boca Raton, FL 33432

Phone Number

(954) 334-3450

# of Employees

89

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,607

AUM (Assets Under Management)

$1,082,643,515

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARK HUDEC; 05/1990; 2411 W US HWY 90, SCHULENBURG, TX 78956; INSURANCE AGENT/BROKER; SELLS LIFE & HEALTH INSURANCE, MARKET GROUP HEALTH INSURANCE, INV RELATED; INSURANCE BUSINESS, 40 HOURS PER MONTH; 4 HOURS DURING SECURITIES TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - SEC (11/6/2007 Approved)
Arizona
Registered Investment Advisory firm - Arizona (11/8/2007 Terminated)
California
Registered Investment Advisory firm - California (11/8/2007 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/8/2007 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/12/2007 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/6/2007 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (11/8/2007 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/17/2007 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/14/2007 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/8/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/13/2007 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/8/2007 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/8/2007 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (11/8/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(11/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1986About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2011About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 1989About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Hudec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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