SP

Stephen M. Pecevich

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CRD#: 1582864
SP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Michael Pecevich, who also goes by Stephen Michael Pechvich, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Stephen Michael Pechvich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 10, 1993 - March 23, 1995

MACLAREN SECURITIES, INC.

BD
CRD#: 33542
MARBLEHEAD, MA
Past

November 3, 1989 - July 26, 1991

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

November 21, 1986 - November 16, 1989

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


MS
MACLAREN SECURITIES, INC.
MACLAREN SECURITIES, INC.

CRD#: 33542 / SEC#: , 8-46363

BD
Cancelled by SEC on 07/15/1998
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Contact information


Main Address
Mailing Address
Phone number
Established
Massachusetts since 04/14/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MACLAREN SECURITIES, INC.

CRD#: 33542

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