Daniel J. Bulau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Bulau, who also goes by Dan Bulau, Daniel J Bulau, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1987. Daniel had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2012 - May 31, 2018
CAPITAL ADVISORY SERVICES, LLC
August 8, 2003 - October 29, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 31, 2003 - October 3, 2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 28, 2001 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
October 30, 2001 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
December 16, 1991 - November 8, 2001
ONEAMERICA SECURITIES, INC.
December 16, 1991 - November 8, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
May 14, 1990 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
June 9, 1987 - May 29, 1990
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ADVISORY SERVICES, LLC
CRD#: 121227 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,279 |
| AUM (Assets Under Management) | $ 78,107,730 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
