Michael G. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gregory Thomas, who also goes by Michael Thomas, Mike Thomas, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2015 - November 1, 2016
ADVANTAGE INVESTMENT MANAGEMENT, LLC
July 28, 2015 - December 27, 2016
LPL FINANCIAL LLC
July 17, 2001 - June 22, 2015
STIFEL INDEPENDENT ADVISORS, LLC
January 17, 2001 - June 22, 2015
STIFEL INDEPENDENT ADVISORS, LLC
March 2, 1999 - March 27, 1999
FIFTH THIRD SECURITIES, INC.
January 2, 1997 - August 10, 2001
FIFTH THIRD SECURITIES, INC.
March 13, 1992 - January 3, 1997
PRUDENTIAL EQUITY GROUP, LLC
May 4, 1989 - April 6, 1992
DAIN RAUSCHER INCORPORATED
January 21, 1987 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANTAGE INVESTMENT MANAGEMENT, LLC
CRD#: 146236 / SEC#: 801-69551
Contact information
Red Flags
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