Paul H. Legrand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Hayden Legrand, CFP® was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
January 6, 2015 - November 5, 2015
HAYDEN CAPITAL PRESERVATION, LLC
July 1, 2010 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
August 1, 2006 - August 8, 2008
COUNTRYWIDE SECURITIES CORPORATION
March 7, 2000 - August 16, 2006
BARCLAYS CAPITAL INC.
January 31, 1997 - March 6, 2000
AUBREY G. LANSTON & CO., INC.
June 18, 1993 - January 14, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
July 25, 1987 - May 26, 1993
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 4/18/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HAYDEN CAPITAL PRESERVATION, LLC
CRD#: 173849 / SEC#:
Contact information
Red Flags
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